Research note:

Shen Gua and an ignorant editor on the length of an arc

Donald B. Wagner

12 February 2012


Click on any image to see it enlarged.

 

Histories of Chinese mathematics generally state that Shen Gua 沈括 (1031–1095) in his Mengxi bitan 夢溪筆談 (‘Dream Pool essays’)[1] gave this approximation for the length of an arc of a circle:

                                                                            (1)

where (see Figure 1) h is the sagitta, b is the chord, and d is the diameter of the circle. This is historically plausible, for (1) is equivalent to an approximation for the area of a circle segment in the Jiu zhang suanshu 九章算術 (‘Arithmetic in nine chapters’, perhaps 1st century AD),[2] is equivalent to a proto-trigonometric formula in the 13th-century calendrical text Shou shi li 授時曆 (‘Canon of the season-granting system’),[3] and was explicitly used by Zhu Shijie 朱世傑 in a book published in 1303 (Hoe 1977: 297–298).

.

Figure 1

 

However, this is not precisely the formula given in Shen Gua’s text. There is a phrase in the text which must be removed to obtain (1); but a comment in smaller characters includes this phrase and gives a very odd interpretation.

All modern studies of Mengxi bitan appear to assume that the comments in smaller characters scattered through the text are by Shen Gua himself, but I shall argue here that at least this comment was added by someone else. I conjecture that the original text, including the elided phrase, gave a more complex formula than (1), that some later edition of the book contained a corrupted version of this formula, and that someone published this corrupted version with a comment which attempted to make sense of it. This might have been the same person who committed the original corruption, perhaps trying to make sense of a text which was too difficult for him.

‘The ignorant editor’, who modifies a text which he does not understand in order to make ‘sense’ of it, may be a common problem to be considered when dealing with ancient Chinese technical texts. I have pointed out several possible examples of this problem in my study of ancient Chinese ferrous metallurgy (Wagner 2008: 51 n. g, 52 n. n, 217, 274 n. 126, 346). Other examples are provided by the experience of many modern academic and technical authors with the copy editors employed by journals and publishers.

The text in question is in chapter 18, ‘Arts’ (Jiyi 技 藝) of Mengxi bitan. It is reproduced here from the earliest extant version, dated 1305 (Yuan kan Mengxi bitan 1975, 18: 4–7; cf. Hu Daojing 1962: 574–587, § 301). None of the versions referred to in Hu Daojing’s critical edition (which are all later than this one) has any important textual variants.

The text starts with an introduction in a form often seen in Shen Gua’s book, with first a statement of what is known or commonly thought on a topic, then the introduction of something new:

In the arts of calculation, the methods for calculating volumes in [cubic] chi [‘feet’], for example . . . [list of geometric forms], are complete for all object forms. There remains the technique for ‘volumes with interstices’ [xi ji 隙 積].  . . .                            (p. 4, lines 4–6)

算術求積尺之法,如芻萌、芻童、方池、 冥谷、塹堵、鱉臑、圓錐、陽馬之類,物形備矣,獨未有隙積一術。…

The text goes on to give methods for calculating the volumes of several geometric forms, then gives a method for ‘volumes with interstices’, i.e. stacked spheres or similar objects. This is equivalent to a method for summation of finite series, but treated as a geometric rather than an algebraic problem.[4]

After this, on page 6b, line 5, comes what may be the start of a new paragraph:

Of methods of measuring mu [‘acres’, i.e., calculating areas], the square, the round, the crooked, and the straight have been perfected. There remains the technique of ‘assembling a circle’ [hui yuan 會圓]. Since a circular field can be ‘broken’ [zhe ], it should be possible to assemble [hui ] [the pieces] and restore [fu ] the circle. Among the ancient methods there is only the method of ‘splitting the circle in the middle’ [? zhong po yuan 中破圓] to break it, in which the error can be as much as threefold. I have devised a different technique for breaking and assembling [zhe hui zhi shu 折會之術].                          (p. 6, lines 5–8)

履畝之法,方圓曲直盡矣,未有會圓之 術。凡圓田,既能拆之,須使會之復圓。古法惟以中破圓法拆之,其失有及三倍者。余別為拆會之術。

This concerns areas, and has no relation to the preceding text on volumes, so the fact that it is not a separate paragraph (does not start on a new line with the initial character raised) may perhaps be a scribal error.[5] Further, it has no relation to what follows. We should expect an explanation of what ‘breaking and assembling’ means, and how it is done, but neither breaking nor assembling nor areas are mentioned again. Clearly something has been dropped out of the text here, and there appears to be no way of determining with any certainty what Shen Gua meant by hui yuan.

Then, without introduction, follows a method for approximating the length of an arc. See Figure 1: first b is calculated, given d and h, using the Pythagorean theorem:

Lay out the diameter [d] of the circular field and halve it; let this be the hypotenuse [of a right triangle]. Then from the halved diameter subtract ‘the value of the cut’ [suo ge shu 所割數, i.e. the sagitta, h], and let the difference be the leg [gu , the longer leg of the triangle]. Multiply each by itself and subtract [chu  !][6] the [squared] leg from the [squared] hypotenuse. Extract the square root of the difference to make the base [gou , the shorter leg of the triangle]. Double this to make the ‘direct diameter’ [zhi jing 直徑, i.e. the chord, b] of the ‘cut field’ [ge tian 割田, the circle segment].                                (p. 6, line 8 – p. 7, line 1)

置圓田徑,半之以為弦,又以半徑減去所割數, 餘者為股;各自乘,以股除弦,餘者開方除為勾,倍之為割田之直 徑。

This calculation is

                                                                     (2)

Then the length of the arc is calculated:

Multiply the ‘value of the cut’ [h] by itself, shift one place [tui yi wei 退一位, i.e., divide by 10], and double it. Then divide [chu ] the result by the diameter [d] and add the ‘direct diameter’ [b] to make the arc [s] of the ‘cut field’.                         (p. 7, lines 1–3)

以所割之數自乘,退一位,倍之,又以圓 徑除所得,加入直徑,為割田之弧。

If one chooses to ignore the very odd ‘shift one place’, this calculation is equivalent to (1). Then follows a statement whose meaning is not clear, but may be a reference to some process of successive approximations (see further below):

If it is cut again [zai ge 再割], [the calculation] is the same. Subtracting the previous ‘value of the cut’ [h] gives the ‘value of the second cut’ [zai ge zhi shu 再割之數]. (p. 7, lines 3–4)

再割亦如之,減去已割之數,則再割之數 也。

Then there is a comment in smaller characters which will be translated and discussed directly below. The text in large characters then concludes:

These two categories are precise techniques which the ancient writers did not reach. My idle ambition lies in this.                                                                            (p. 7, lines 9–10)

此二類皆造微之術,古書所不到者,漫志 於此。

‘These two categories’ may be ‘volumes with interstices’ and ‘assembling a circle’, or the phrase may refer to something in the missing part of the text.

The comment

The comment gives a concrete example, with d = 10 bu (‘paces’) and h = 2 bu. First the chord b is calculated:

Suppose there is a circular field with diameter [d =] 10 bu , and one wishes to cut [ge ] [h =] 2 bu. Letting the halved diameter be the hypotenuse, 5 bu, and multiplying this by itself gives 25. Subtracting the amount cut, [h =] 2 bu, from the halved diameter, letting the difference, 3 bu, be the leg, and multiplying this by itself, gives 9. Subtracting this from [the square] outside the hypotenuse [xian wai 弦外, i.e., the square of the hypotenuse, 25 bu2], one has 16. Extracting the square root gives 4 bu, which is the base. Doubling this makes [b = 8 bu =] the ‘direct diameter’ of the cut [the chord of the segment].           (p. 7, lines 4–6)

假令有圓田,徑十步,欲割二步。以半徑 為弦,五步,自乘得二十五;又以半徑減去所割二步,餘三步為股,自乘得九;用減弦外,有十六,開平方除得四步為勾,倍之為所割直 徑。

This calculation follows (2) above,

         

So far there have been no difficulties, but from here on the comment is very difficult to explain:

Multiplying the ‘value of the cut’ [h =] 2 bu, by itself gives 4, and doubling this gives 8. Shifting upward one place [tui shang yi wei 退上一位[7]] gives 4 chi . (p. 7, lines 6–7)

以所割之數二步自乘為四,倍之得為八, 退上一倍(位)為四尺。

This calculation follows the main text:

         

after which the commentator attempts to convert bu2 to chi2 by multiplying by 5 chi / bu, resulting in 4 (square) chi. The rest is mere nonsense:

This [4 chi] is to be divided by the diameter [d], but in this case the diameter, 10 [bu], is an excessive value [ying shu 盈數], and it is not possible to divide, so one simply uses 4 chi. Adding this to the ‘direct diameter’ [b] gives the arc [s] of the cut [the circle segment]. One obtains in all the diameter of the circle [yuan jing 圓徑, sic! i.e. the arc of the segment, s ≈], 8 bu 4 chi. (p. 7, lines 7–8)

以圓徑除。今圓徑十,已是盈數,无可 除。只用四尺加入直徑,為所割之孤,凡得圓徑八步四尺也

The commentator seems to believe that, in a division, if the divisor is greater than the dividend, the quotient equals the dividend. This erroneous calculation fortuitously gives the same result as using (1) would give:


The comment concludes:

If one cuts again, this method is also followed. If the diameter is 20 bu, to calculate the value of the arc, one should halve it and then, as stated, ‘divide by the diameter of the circle’.           (p. 7, lines 8–9)

再割亦依此法。如圓徑二十步求弧數,則 當折半,乃所謂以圓徑除之。

What this might mean is not at all clear to me, and I suspect that it may be further nonsense.



It is unlikely that the astronomer and polymath Shen Gua wrote the strange comment translated here. It is more plausible that a later editor wrote it in order to make a kind of sense of a corrupted version of an original text by Shen Gua.

The most common assumption is that the original text gave the formula (1), and that the corruption consisted of the insertion of the phrase ‘shift one place’. Stranger corruptions have occurred in ancient texts, but this is surely not a very probable scribal error.

 

A hypothesis

The primary purpose of this note has been to point out the problem of ‘the ignorant editor’ and give a clear example. The modifications that such an editor makes will usually be of a very different kind from straightforward scribal errors, and it can be even more difficult than usual to guess the original content of the text. In the present case a hypothesis is possible.

The extant part of the text is explicitly a calculation of the length of an arc, and a possible explanation of the problematic phrase ‘shift one place’ is that it was originally part of a more complex formula. I propose that this formula may have been equivalent to

                                                     (3)


which is
(1) with the addition of the term 0.2h.[8] This is a much better approximation. See Figure 2: using (1), the maximum error is 5.42%; using (3), the maximum error is 1.86%, and for most of the range of h the error is less than 1%.[9]

 

.

Figure 2

 

An ancient Chinese mathematical writer could have expressed multiplication by 0.2 in a number of ways, but one obvious way would be to write ‘shift one place and double it’, and this phrase does in fact occur in the text: tui yi wei bei zhi 退一位 倍之. It is therefore plausible that Shen Gua’s original formula might have been equivalent to (3).

There is no historical evidence that a formula like (3) was ever used in ancient China (or anywhere else), and this is a serious argument against my hypothesis. Nevertheless, it was not a difficult formula to discover.

Using modern software it was of course simple to graph the absolute error of (1) against h and observe that the curve lies close to a straight line with slope –0.2 (see Figure 3). Would and could Shen Gua have (1) sought and (2) found the same fact?

 

.

Figure 3

 

First, it is interesting to note that Zhu Shijie 朱世傑 in 1303 improved the formula in Jiuzhang suanshu for the area of a circle segment by the addition of a corrective term.[10] It is plausible, therefore, that Shen Gua a bit more than two centuries before this may similarly have been interested in improving the related approximation (1).

Chinese astronomers were accustomed to fitting linear, quadratic, and cubic relations to empirical data; in fact Shen Gua appears to mention such an interpolation in one of his jottings.[11] If he had sufficient data on the lengths of arcs in relation to chords and sagittae he would have been able to discover (3) quite easily. Such data could have been acquired empirically, for example by directly measuring arcs of a large circular object: a cartwheel 1 metre in diameter would have allowed sufficient precision. Or Shen Gua could have calculated the lengths of several arcs to any desired precision using Liu Hui’s method of inscribed polygons (Chemla and Guo 2004: 148–149, 193).

The mention of ‘cutting again’ in Shen Gua’s text suggests that the original text was in some way concerned with successive approximations. However, it is important to note that if Shen Gua used (3) in, for example, a calculation of π by successive approximations, he would not have obtained good results. As can be seen in Figure 2, for very small arcs the error using (3) is much larger than that using (1).




Many thanks to Karine Chemla and an anonymous reviewer for criticism of an earlier version of this note. And to the shade of the late Fujieda Akira 藤枝晃, sorely missed, with whom I read this text as an undergraduate some forty years ago.

References

Bréard, Andrea. 1998. ‘Shen Gua’s cuts’. Taiwanese journal for philosophy and history of science 10: 141–162. Abstract http://www.ams.org/mathscinet-getitem?mr=1745099

———. 1999. Re-Kreation eines mathematischen Konzeptes im chinesischen Diskurs: ‘Reihen’ vom 1. bis 19. Jahrhundert. (Boethius: Texte und Abhandlungen zur Geschichte der Mathematik und der Naturwissenschaften 42). Stuttgart: Franz Steiner Verlag.

———. 2008. ‘A summation algorithm from 11th century China: Possible relations between structure and argument’. In Logic and theory of algorithms, edited by A. Beckmann, et al. Berlin / Heidelberg: Springer, pp. 77–83. http://www.springerlink.com/content/q129877161q2/#section=237011&page=1&locus=-1

Chemla, Karine, and Guo Shuchun. 2004. Les neuf chapitres: Le classique mathématique de la Chine ancienne et ses commentaires. Paris: Dunod.

Fu Zong 傅 宗 and Li Lunzu 李伦祖. 1974. ‘Xijishu he huiyuanshu – Shen Gua “Mengxi bitan” pingzhu yize’ 隙积术和会圆术—«梦溪笔谈»评注一则 (The methods of ‘volumes of interstices’ and ‘assembling a circle’ – note on a jotting of Shen Gua). Xibei Shifan Daxue xuebao (Ziran kexue ban) 西 北大学学报(自然科学版)(Journal of Northwestern Normal University [Natural science edition]), 1974.4: 17–22. 

Hoe, John. 1977. Les systèmes d’équations polynômes dans le Siyuan yujian (1303). (Mémoires de l’Institut des Hautes Études Chinoises 6). Paris: Presses Universitaires de France.

Holzman, Donald. 1958. ‘Shen Kua and His Meng-ch’i pi-t’an’. T’oung Pao 46.3/5: 260-292. http://www.jstor.org/stable/20185477

Hu Daojing 胡 道靜, ed. 1962. Mengxi bitan jiaozheng 夢溪筆談校證 (Critical edition of ‘Dream Pool essays’). 2 vols., Shanghai. Facs. repr. Shanghai: Shanghai Guji Chubanshe, 1987. http://book.chaoxing.com/ebook/read_10500697.html

Hu Daojing 胡 道靜, et al. 2008. Brush talks from Dream Brook 梦 溪笔谈. 2 vols.  (Library of Chinese classics, Chinese–English 大中华 文库 英汉对照). Chengdu / Shenzhen: Sichuan People’s Publishing House 四川人民出版社. "Translated into modern Chinese by Hu Daojing 胡道靜, Jin Liangnian 金良年, and Hu Xiaojing 胡 小静; translated into English by Wang Hong 王宏 and Zhao Zheng 赵峥."

Li Yan 李 儼. 1957. Zhong suanjia de neichafa yanjiu 中算家的內插法 研究 (Studies of the use of interpolation by Chinese mathematicians). Beijing: Liaoning Jiaoyu Chubanshe. http://book.chaoxing.com/ebook/read_11150779.html

Martzloff, Jean-Claude. 1997. A history of Chinese mathematics. Translated by S. S. Wilson. Berlin / Heidelberg: Springer-Verlag. ‘Corrected second printing’, 2006. Orig. Histoire des mathémathiques chinoises, Paris: Masson, 1987.

Qian Baocong 钱宝琮. 1964. Zhongguo shuxue shi 中国数学史 (The history of Chinese mathematics). Beijing: Kexue Chubanshe. Facs. repr. 1981.

Sivin, Nathan. 1995. Science in ancient China: Researches and reflections. Aldershot: Variorum.

———. 2009. Granting the seasons: The Chinese astronomical reform of 1280, with a study of its many dimensions and a translation of its records. (Sources and studies in the history of mathematics and physical sciences). New York: Springer.

Wagner, Donald B. 2008. Science and civilisation in China, vol. 5, part 11: Ferrous metallurgy. Cambridge: Cambridge University Press.

Yuankan Mengxi bitan. 1975. 元刊 夢溪筆談 (Facsimile reprint of a Yuan-period edition of ‘Dream Pool essays’). Beijing: Wenwu Chubanshe.


 



[1] On Shen Gua and his book see especially Sivin 1995; also Holzman 1958.

[2] .. Chemla and Guo 2004: 141, 191–193, 773.

[3] h4 + (d2–2sd)h2 – d3h + s2d2 ≈ 0, h being approximated by Horner’s method given s and d. Sivin 2009: 66–67. Derivations of both formulas are given by Martzloff (2006: 328–334).

[4] Martzloff (1997: 16 fn. 17) gives a very brief summary of the method. Andrea Bréard (1999: 100–118, 357–360; note also 1998; 2008) gives a full translation of the paragraph and analyzes this first part in detail, but does not deal with the problems discussed here. Translations are also given by Fu Zong and Li Lunzu (1974) and Hu Daojing et al. (2008: 531–537); neither deals with these problems.

[5] But note the ‘two categories’ mentioned further on in the text.

[6] Chu is occasionally seen in classical Chinese mathematical texts, as here, with the meaning ‘subtract’, but its more usual mathematical meanings are ‘divide’ and ‘extract a root’. It is a surprise to see the word used with this meaning here, since it is used shortly after with the meaning ‘divide’.

[7] The text has bei 倍, ‘double, multiple’, which, following Hu Daojing (1962: 575), I take to be a scribal error for wei 位. The characters are graphically similar, the comment refers directly to a parallel sentence in the main text with wei, and the result of the calculation is in fact a division by 10.

[8] This is reminiscent of Shen Gua’s use, in the first part, of a known formula plus a corrective term to obtain a new result. Bréard 1998: 116; 1999: 153; 2008: 82.

[9] The curves in Figure 2 are independent of d. The curve in Figure 3 is approximately independent of d: for all d > 1 the curves are so close that they are covered by one line in the graph.

[10] S ≈ ½h(h+b) + (π–3)b2/8. Hoe 1977: 295–296; Martzloff 1997: 327 (note typographical error).

[11] Yuankan Mengxi bitan 1975, 7: 19–22; Hu Daojing 1962: 304–305, § 128; Hu Daojing et al. 2008: 210–215; Li Yan 1957: 77. See also e.g. Qian Baocong 1964: 103–107.